Financial Services regulatory landscape: how does it affect your business?
Despite it being more than 10 years since the financial crisis, risk and regulatory transformation continues to be at the top of executives’ agendas. What does this mean for you and your business?
We are pleased to invite you to our regulations focused seminar, hosted by EY in collaboration with Pro-Manchester, on Wednesday, 13 November 2019. The seminar will focus on:
- Senior Managers and Certification Regime (SM&CR) – how does SM&CR impact your business? Where are others in their preparation journeys ahead of the 9th December deadline? What does a post SM&CR world look like?
- MiFID II – how has MiFID II impacted the industry since being implemented, including the focus on remediation? What does thriving in a post MiFID II world mean?
- Value for Money – a key theme of the FCA's Asset Management Market Study was value for money for investors. How will these measures change the industry? What happens next from a regulatory perspective?
Our speakers, Uner Nabi, Michael Walker, Himanshu Patel and Tony Hanlon in EY’s Financial Services Advisory team, have extensive practical experience and knowledge in this space. We look forward to sharing insights on the above as well as conducting a panel discussion to address your questions and comments.
This will be a great opportunity to network with other professionals in the North region who are passionate about wealth and asset management.
We hope that you can join us, and we look forward to welcoming you to EY’s office.
About the Speakers:
Uner, Himanshu and Tony are part of EY’s financial services Risk and Regulation practice, between them they bring over 75 years combined experience within financial services as consultants and industry practitioners. Michael Walker heads up the EY FS Advisory practice across the North of England, working with clients across all financial services sectors with over 25 years of experience in consulting and within the industry directly. They are all looking forward to sharing their insights and hearing your views.